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At Mellon Advisor we look forward to helping you with your Investment and Business needs - by Virtual Appointment Only

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Mellon Advisor

   

   

Mellon Advisor is not affiliated with "BNY" Mellon", or "BNY Mellon's affiliates", and is not a "Broker".

 

"THE TERM FINANCIAL ADVISOR IS A GENERIC TERM THAT USUALLY REFERS TO A BROKER (OR, TO USE THE TECHNICAL TERM, A REGISTERED REPRESENTATIVE). BY CONTRAST, THE TERM INVESTMENT ADVISER IS A LEGAL TERM THAT REFERS TO AN INDIVIDUAL OR COMPANY THAT IS REGISTERED AS SUCH WITH EITHER THE SECURITIES AND EXCHANGE COMMISSION OR A STATE SECURITIES REGULATOR. COMMON NAMES FOR INVESTMENT ADVISERS INCLUDE ASSET MANAGERS, INVESTMENT COUNSELORS, INVESTMENT MANAGERS, PORTFOLIO MANAGERS, AND WEALTH MANAGERS. INVESTMENT ADVISER REPRESENTATIVES ARE INDIVIDUALS WHO WORK FOR AND GIVE ADVICE ON BEHALF OF REGISTERED INVESTMENT ADVISERS." WWW.FINRA.ORG


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